Find An SBIC
Organized By State
SBIC Licensees as of July 6, 2010
ALABAMA
John Harrison, Contact
2100 Third Avenue North, Suite 600
Birmingham, AL 35203
Phone: (615)301-6400 Fax: (615)301-6401
Email: SLRogers@harbert.net
ALASKA
ARIZONA
ARKANSAS
Joe T. Hays, Contact
200 South Commerce Street, Suite 400
Little Rock, AR 72201-1728
Phone: (501)374-9247 Fax: (501)374-9425
CALIFORNIA
Hercules Technology II, L.P.
Hercules Technology III, LP
H. Scott Harvey, Chief Legal Officer
Suite 310
400 Hamilton Avenue
Palo Alto, CA 94301
Phone: (650) 289-3060 Fax: (650) 473-9194
Email: sharvey@htgc.com
Montreux Equity Partners II SBIC, L.P.
Montreux Equity Partners III SBIC, L.P.
Daniel K. Turner III, General Partner
3000 Sand Hill Road
Building 1, Suite 260
Menlo Park, CA 94025-7073
Phone: (650)234-1200 Fax: (650)234-1250
Email: dturner@montreuxequity.com
Mark Christian, VP Finance
2425 Olympic Blvd., Suite 6050 West
Santa Monica, CA 90404
Phone: (310) 998-8000 Fax: (310) 998-8001
Arjun Gupta, Manager
Metro Center Tower
950 Tower Lane, Suite 1600
Foster City, CA 94404
Phone: (650)358-2500 Fax: (650)358-2501
Email: telesoft@telesoftvc.com
COLORADO
CONNECTICUT
David D. Buttolph, Corey Sclar, Contact
80 Field Point Road
Greenwich, CT 06830
Phone: (203)618-0202 Fax: (203)618-0984
55 Nod Road
c/o Ironwood Capital Advisors LLC
Avon, CT 06001
Phone: (860)409-2101 Fax: (860)409-2120
Daniel A. Levinson
120 Post Road West, Suite 101
Westport, CT 06880
Phone: (203)227-5320 Fax: (203)227-5312
DELAWARE
DISTRICT OF COLUMBIA
George McCabe, Contact
1055 Thomas Jefferson Street, NW, Suite 650
Washington, DC 20007-5256
Phone: (202)333-7784 Fax: (202)333-7786
FLORIDA
John A. Miller, Contact
1111 Brickell Avenue, Suite 1300
Miami, FL 33131
Phone: (305)755-0376 Fax: (305)755-0377
David Reed, Contact
712 South Oregon Avenue, Suite 200
Tampa, FL 33606
Phone: (813)202-8128 Fax: (813)835-4197
GEORGIA
David N. Christopher
400 Colony Square, Suite 200
1201 Peachtree Street
Atlanta, GA 30361
Phone: (404) 870-8900
HAWAII
IDAHO
ILLINOIS
Albert L. Brahm, Contact
30 West Monroe Street, Suite 1310
Chicago, IL 60603
Phone: (312)346-3950 Fax: (312)346-3930
Jeffery S. Pfeffer, Contact
10 S. Wacker Drive, Suite 1840
Chicago, IL 60606
Phone: (312)629-2878 Fax: (312)629-2874
Email: jspfeffer@capxpartners.com
Edward H. Ross, Contact
190 S. LaSalle Street, Suite 2140
Chicago, IL 60603
Phone: (312)284-5201 Fax: (312)914-4456
Andrew Shackelford, CFO
Three First National Plaza, Suite 5710
Chicago, IL 60602
Phone: (312)236-7041 Fax: (312)236-0720
Prairie Capital II, L.P.
Prairie Capital III QP, L.P.
Prairie Capital III, L.P.
Prairie Capital Mezzanine Fund, L.P.
Steve King, Contact
191 N. Wacker Drive, Suite 800
Chicago, IL 60606
Phone: (312)360-1133 Fax: (312)360-1193
Email: sking@prairie-capital.com
Prism Mezzanine Fund SBIC, L.P.
Robert Finkel, Contact
444 N. Michigan Avenue, Suite 1910
Chicago, IL 60611
Phone: (312)464-7900 Fax: (312)464-7915
Email: BL@prismfund.com
INDIANA
Eugene L. Cavanaugh, Jr., Vice President
P.O. Box 1602
South Bend, IN 46634
Phone: (574)235-2180 Fax: (574)235-2227
D. Scott Lutzke, Contact
3030 Market Tower
10 West Market Street
Indianapolis, IN 46204
Phone: (317)237-2323 Fax: (317)237-2325
Email: SCOTT@centerfieldcapital.com
IOWA
James D. Thorpe, Contact
118 Third Avenue, SE, Suite 630
Cedar Rapids, IA 52401
Phone: (319)247-1072 Fax: (319)363-9519
David R. Schroder, Contact
101 Second Street, SE, Suite 800
Cedar Rapids, IA 52401
Phone: (319)363-8249 Fax: (319)363-9683
Email: mbenge@investam.com
KANSAS
Marshall D. Parker
Pinnacle Corporate Centre I, Suite 250
11300 Tomahawk Creek Parkway
Leawood, KS 66211
Phone: (913)262-7117 Fax: (913)262-3509
Email: mparker@kvci.com
KENTUCKY
Lisa K. Aly, Contact
101 South Fifth Street, Suite 1650
Louisville, KY 40202
Phone: (502)583-7644 Fax: (502)853-7648
Mountain Ventures, Inc.
L. Ray Moncrief, President
P.O. Box 1738, 362 Old Whitley Road
London, KY 40743
Phone: (606)864-5175 Fax: (606)864-5194
LOUISIANA
Robert Cowin, Contact
217 N. Columbia Street
Covington, LA 70433
Phone: (985)635-6004 Fax: (985)635-6011
William J. Harper, Contact
2156 Third Street, Suite C
Mandeville, LA 70471
Phone: (985)727-7232 Fax: (985)727-7213
MAINE
Kimberley A. Niles, CFO
Two City Center, 5th Floor
Portland, ME 04101
Phone: (207)772-4470 Fax: (207)772-3257
David M. Coit, Manager
Two City Center, 5th Floor
Portland, ME 04101
Phone: (207)772-4470 Fax: (207)772-3257
MARYLAND
Andrew L. John, Contact
111 South Calvert Street, Suite 1800
Baltimore, MD 21202
Phone: (443)573-3700 Fax: (443)573-3703
Chris M. Royston, Contact
509 South Exeter Street, Suite 210
Baltimore, MD 21202
Phone: (443)573-3010 Fax: (443)573-3020
Robert M. Stewart, Contact
The Latrobe Building, 5th Floor
2 East Read Street
Baltimore, MD 21202
Phone: (410)685-8000 Fax: (410)545-0015
Email: rms@springcap.com
Mike Donoghue, General Partner
The Latrobe Building, 5th Floor
2 East Read Street
Baltimore, MD 21202
Phone: (610)964-6972 Fax: (410)545-0015
Email: mailbox@springcap.com
MASSACHUSETTS
Walter Beinecke, Contact
301 Edgewater Place, Suite 425
Wakefield, MA 01880
Phone: (781)295-4000 Fax: (781)295-4007
David F. Millet, Contact
20 William Street, Suite 250
Wellesley, MA 02481
Phone: (781)237-7001 Fax: (781)237-7233
Matt Keis, Contact
20 William Street, Suite 250
Wellesley, MA 02481
Phone: (781)237-7001 Fax: (781)237-7233
James J. Goodman, Manager
20 William Street, Suite 250
Wellesley, MA 02481
Phone: (781)237-7001 Fax: (781)237-7233
Timothy Agnew, Contact
55 Cambridge Parkway, Suite 103
Cambridge, MA 02142
Phone: (617)621-3000 Fax: (617)621-3055
Walt Leonard, Contact
55 Ferncroft Road
Danvers, MA 01923
Phone: (978)750-1300 Fax: (978)750-1301
Craig A.T. Jones, Contact
230 Third Avenue
Waltham, MA 02451
Phone: (781)416-3400 Fax: (781)416-9868
MICHIGAN
Midstates Capital, L.P.
Midstates Capital Fund II, L.P.
Tim Keeble, Principal
Suite 700
7300 West 110th Street
Overland Park, KS 66210
Phone: (913) 962-9007 Fax: (913) 962-0699
Email: timk@midstatescap.com
MINNESOTA
Daryl Erdman
2500 Rand Tower
Minneapolis, MN 55402
Phone: (602)375-9966 Fax: (319)363-9519
Robin M. Dowdle, Contact
901 Marquette Avenue, Suite 2820
Minneapolis, MN 55402
Phone: (612)252-9897 Fax: (612)252-9911
Email: rdowdle@affinitycapital.net
301 Carlson Parkway, Suite 325
Minnetonka, MN 55305
Phone: (952)345-2035 Fax: (952)345-2001
Email: cmusech@tonkabayequity.com
John Mason, Keith Bares
505 N. Highway 169, Suite 245
Minneapolis, MN 55441
Phone: (763)432-4081 Fax: (763)432-4085
Barry Lindquist, Contact
50 South Sixth Street, Suite 1460
Minneapolis, MN 55402
Phone: (612)243-4404 Fax: (612)243-4446
Thomas Jenkins, Contact
60 South Sixth Street, Suite 3510
Minneapolis, MN 55402
Phone: (612)661-3990 Fax: (612)661-3999
Paul Meyering, President
3000 W. County Road 42, Suite 301
Burnsville, MN 55337-4827
Phone: (952)831-2025 Fax: (952)831-2945
MISSISSIPPI
MISSOURI
Patrick F. Healy and Mikala January
4520 Main Street, Suite 1600
Kansas City, MO 64111
Phone: (816)756-2225 Fax: (816)756-5552
Holly Huels
11 South Meramec, Suite 1430
Saint Louis, MO 63105
Phone: (314)746-7427 Fax: (314)746-8739
Email: Holly.huels@capitalforbusiness.com
Scott Fesler, Principal
101 S. Hanley Road, Suite 1250
Saint Louis, MO 63105
Phone: (314)727-4555 Fax: (314)727-8829
Email: bmg@bushodonnell.com
MONTANA
NEBRASKA
NEVADA
NEW HAMPSHIRE
NEW JERSEY
Eric Smith, Contact
1040 Broad Street, Suite 3B
Shrewsbury, NJ 07702
Phone: (732)578-0533 Fax: (732) 578-0501
Douglas Korey, Contact
Executive Center #2, Third Floor
1040 Broad Street
Shrewsbury, NJ 07702
Phone: (732)578-0533 Fax: (732) 578-0501
Email: esmith@contemporarycapital.com
NEW MEXICO
NEW YORK
Daniel Raynor, Chairman
60 Madison Avenue, Suite 701
New York, NY 10110
Phone: (212)949-8272 Fax: (212)949-8294
Brookside Pecks Capital Partners, L.P.
Ray Weldon, Contact
405 Park Avenue, 12th Floor
New York, NY 10022
Phone: (212)935-6090 Fax: (212)759-4831
Clint Campbell, Jeff Holmes, Mgrs.
57 Monroe Avenue, Suite D
Pittsford, NY 14534
Phone: (585)383-1610 Fax: (585)383-1613
Anish Bahl
405 Lexington Avenue, 71st Floor
New York, NY 10174
Phone: (646) 786-1016
Richard Schneider, Contact
767 Third Avenue, 7th Floor
New York, NY 10017
Phone: (212)702-0950 Fax: (212)702-0952
Gary C. Granoff, President
747 Third Avenue
New York, NY 10017
Phone: (212)421-2111 Fax: (212)759-3338
Fifth Street Capital
Bernard D. Berman, President
Suite 1210
10 Bank Street
White Plains, NY 10606
Phone: (914) 286-6800 Fax: (914) 328-4214
bernie@fifthstreetcap.com
John D. White, Jr., Contact
711 Fifth Avenue, 5th Floor
New York, NY 10022
Phone: (212)829-0900 Fax: (212)829-0901
Alvin Murstein, President
437 Madison Avenue
New York, NY 10022
Phone: (212)328-2110 Fax: (212)328-2125
William J. Beckett
375 Park Avenue, Suite 2401
New York, NY 10152
Phone: (212)308-1111 Fax: (212)308-1182
Dr. Lawrence A. Howard, Contact
535 Fifth Avenue, 14th Floor
New York, NY 10017
Phone: (212)644-9797 Fax: (212)644-7430
Oded Weiss, Contact
10 East 53rd Street, 37th Floor
New York, NY 10022
Phone: (212)675-7755 Fax: (212)206-9156
Lawrence Golub, Manager
551 Madison Avenue, 6th Floor
New York, NY 10022
Phone: (212)750-6060 Fax: (212)750-5505
Alvin Murstein, President
437 Madison Avenue
New York, NY 10022
Phone: (212)328-2110 Fax: (212)328-2125
Allen F. Grum, Jr., Contact
2200 Rand Buidling
Buffalo, NY 14203
Phone: (716)853-0802 Fax: (716)854-8480
Email: dpenberthy@randcapital.com
Brian D'Amico
70 West Chippewa Street, Suite 500
Buffalo, NY 14202
Phone: (716)566-2900 Fax: (716)566-2910
Richard P. Sicoli, Contact
100 Motor Parkway, Suite 165
Hauppauge, NY 11788
Phone: (631)231-4121 Fax: (631)231-8121
NORTH CAROLINA
David Townsend
101 North Cherry Street, Suite 700
Winston-Salem, NC 27101
Phone: (336) 733-0355
Jack McGlinn
2530 Meridian Parkway, Suite 200
Research Triangle Park
Durham, NC 27713
Phone: (919)806-4590 Fax: (866)801-6581
Joseph B. Alala, III, Contact
1011 East Morehead Street, Suite 150
Charlotte, NC 28204
Phone: (704)376-5502 Fax: (704)376-5877
Email: jalala@capitalsouthpartners.com
Robert Anders, Jr., Contact
200 Providence Road, Suite 210
Charlotte, NC 28207
Phone: (704)927-6246 Fax: (704)927-6255
Philip Martin, Contact
112 Cambridge Plaza Drive, Suite 201
Mail: P.O. Box 24785
Winston-Salem, NC 27114-4785
Phone: (336)768-9343 Fax: (336)768-6471
Brent Burgess
3700 Glenwood Avenue, Suite 530
Raleigh, NC 27612
Phone: (919)719-4788 Fax: (919)719-4777
NORTH DAKOTA
North Dakota SBIC, L.P.
John G. Cosgriff, Manager
51 Broadway, Suite 400
Fargo, ND 58102
Phone: (701)298-0003 Fax: (701)293-7819
OHIO
Northcreek Mezzanine
Barry Peterson
c/o Private Capital Solutions
8260 Northcreek Drive
Cincinnati, OH 45236
Phone: (513) 520-4930
bpeterson@privatecapitalsolutions.com
South Franklin Street Partners
Lynn Carpenter, Contact
10 1/2 East Washington Street
Chagrin Falls, OH 44022
Phone: (440) 264-8008
lwc@sfspartners.com
B. Michael Affinito, Contact
191 West Nationwide Blvd., Suite 600
Columbus, OH 43215
Phone: (614)246-2500 Fax: (614)246-2582
Email: bmaffinito@stonehengepartners.com
OKLAHOMA
Council Oak Investment Corporation
William O. Johnstone - Manager
101 North Broadway, Suite 400
Oklahoma City, OK 73102
Phone: (405)218-4696 Fax: (405)218-4672
OREGON
PENNSYLVANIA
Kirk B. Griswold, Manager
950 West Valley Road, Suite 2900
Wayne, PA 19087
Phone: (610)971-9685 Fax: (610)964-9524
John P. Kirwin, Manager
950 West Valley Road, Suite 2900
Wayne, PA 19087
Phone: (610)971-9685 Fax: (610)964-9524
Chong Moua, Contact
200 West Lancaster Avenue, Suite 206
Wayne, PA 19087
Phone: (610) 977-2788
Robert E. Brown, Jr., Contact
201 King of Prussia Road, Suite 240
Radnor, PA 19087
Phone: (610)254-2999 Fax: (610)254-2996
William M. Means, Contact
700 South Henderson Road, Suite 210
King of Prussia, PA 19406
Phone: (610)992-5881 Fax: (610)945-1654
Email: ghughes@merionpartners.com
Marc Lederman, Contact
Radnor Financial Center
555 E. Lancaster Ave, Suite 520
Radnor, PA 19087
Phone: (610)567-2380 Fax: (610)567-2388
Email: marc@newspringventures.com
Michael DiPiano, Managing G P
Radnor Financial Center
555 E. Lancaster Ave, Suite 520
Radnor, PA 19087
Phone: (610)567-2387 Fax: (610)567-2388
PUERTO RICO
RHODE ISLAND
Gregory F. Mulligan, Managing Member
One Turks Head Place, Suite 1492
Providence, RI 02903
Phone: (401)228-3834 Fax: (401)228-3835
SOUTH CAROLINA
SOUTH DAKOTA
TENNESSEE
John Harrison, Contact
618 Church Street, Suite 500
Nashville, TN 37219
Phone: (615)301-6400 Fax: (615)301-6401
William J. Nutter, Contact
30 Burton Hills Blvd., Suite 500
Nashville, TN 37215
Phone: (615)665-3636 Fax: (615)665-3670
Robert A. Smith, Contact
3825 Bedford Avenue, Suite 101
Nashville, TN 37215
Phone: (615)313-5999 Fax: (615)313-5990
Michael Blackburn, Contact
3825 Bedford Avenue, Suite 101
Nashville, TN 37215
Phone: (615)313-5999 Fax: (615)313-5990
TEXAS
Gary Martin, President
12900 Preston Road, Suite 700
Dallas, TX 75230
Phone: (972)233-8242 Fax: (972)233-7362
Barry Conrad, Tom Hoyt, Contacts
1700 Pacific Avenue, Suite 2740
Dallas, TX 75201
Phone: (214)765-1350 Fax: (214)765-1360
Email: mtaylor@independentbankerscap.com
Todd Reppert, Contact
1300 Post Oak Boulevard, Suite 800
Houston, TX 77056
Phone: (713)350-6000 Fax: (713)350-6042
Email: treppert@mainstreethouston.com
UTAH
VERMONT
North Atlantic Venture Fund II, L.P.
Gregory B. Peters, Vice President
76 St. Paul Street, Suite 600
Burlington, VT 05401
Phone: (802)658-7820 Fax: (802)658-5757
VIRGINIA
Lloyd R. Sams, Contact
15120 Enterprise Court, Suite 200
Chantilly, VA 20151
Phone: (703)227-9600 Fax: (703)227-9645
Greg Bowie, Contact
1521 Westbranch Drive, Suite 200
McLean, VA 22102
Phone: (703)287-5800 Fax: (703) 287-5801
Email: greg.bowie@gladsteoncompanies.com
Solutions Capital I, L.P.
Andrew Jacobson, Contact
1100 Wilson Boulevard, Suite 3000
Arlington, VA 22209
Phone: (703)247-7527 Fax: (866)267-2560
Email: ajacobson@mcgcapital.com
Virginia Capital Partners
Fred Russell, Manager
1801 Libbie Avenue, Suite 201
Richmond, VA 23226
Phone: (804) 648-4802
Email: fred@vacapital.com
WASHINGTON
WEST VIRGINIA
Patrick A. Bond, Contact
107 Capitol Street, Suite 300
Charleston, WV 25301
Phone: (304)347-7521 Fax: (304)347-0072
WISCONSIN
WYOMING
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